Strategic Regulatory Insights and Compliance Clarity for growth-focused SMEs
Regulation simplified > Compliance reimagined > Growth unlocked
Enabling financial services and tech scale-ups to grow responsibly and with confidence through human-led strategies, tech-driven regulatory governance and adaptive resourcing.
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Services
RegFlex empowers ambitious scale-ups in the financial services and tech industries to get compliant (and stay compliant) with AML/CTF requirements and other regulatory regimes that are critical to protecting their business, its customers and the global economy.
We support you and your business during periods of growth when hiring a permanent employee may not be feasible, but meeting legal and regulatory obligations and fulfilling senior management responsibilities and/or director duties remains essential.
We provide expert guidance and support in:
- financial crime prevention;
- legal and regulatory risk management and compliance;
- business integrity issues; and
- RegTech solutions.
We primarily focus on AML/CTF and its intersection with other risk or regulatory areas including fraud, bribery and corruption, sanctions, modern slavery, data privacy, executive accountability and director duties. Our Services aim to raise awareness of legal and regulatory requirements at the senior level and are designed to improve oversight and simplify regulatory compliance for growth focused SMEs.
Building
Regulatory advice
Advising on the application and impact of legal and regulatory requirements relevant to the financial services and tech industries.
Data driven Strategy & Framework
Design
Designing a robust regulatory compliance strategy that is relevant to your business, clearly defining what success looks like.
Compliance Program design and drafting
Designing a tailored, data driven and outcomes-focused regulatory compliance program that is easy to follow and explain to a regulator.
Supporting
RegTech procurement
Acting as your trusted tech buyer’s agent to enable you to leverage the right RegTech solution(s) for your business.
Assisting with your RegTech procurement process by carrying out the right level of vendor due diligence, contract drafting, and negotiation
Business expansion, Licensing and Regulatory by Design
Providing advice on how new product and service offerings and other growth opportunities should be structured or designed to mitigate regulatory risks and enable regulatory requirements to be met.
Incident management
Assisting with internal investigations, the design of remediation programs and regulatory response and engagement.
Maintaining
Health check assessments
Carrying out a gap analysis to assess your compliance measures against the regulatory requirements and making recommendations on uplift.
Regulatory change & program management
Reviewing and updating your regulatory compliance strategy and program to reflect changes in regulation or changes in your business objectives or risk profile.
Formal independent evaluation process
Ensuring that a comprehensive review of your Compliance Program is undertaken by an independent expert in accordance with regulatory requirements and facilitating the process.
How we deliver
We integrate legal, governance, and compliance expertise with a sharp focus on business enablement and strategy – elevating risk management and unlocking commercial growth in fast-moving enterprises.
We make the complex
simple
We enable Boards and senior leaders to correctly understand applicable regulatory requirements, the impact to their business and what actions to take. We don’t overcook it.
We deliver high quality work at an affordable price
Our advisory services are delivered at a fraction of the cost of hiring a permanent employee. We offer fixed fee or monthly retainer arrangements enabling you to have full budgetary control.
We work alongside you and present options
We really get to know your business and tailor our expert advice and solutions to ensure practical for your business. Depending on your needs, we can work on a project basis, play a more active role or deliver a full-service solution.
We have an automation first mindset
We set you up for long-term regulatory compliance success with strategies that are scalable and explainable as your business grows.
Our Flexible Solutions
Enabling full budgetary control
We have significant experience working in-house in resource constrained regulatory functions so we do things differently when it comes to structuring our engagements and fees.
We offer upfront fixed fee or monthly retainer arrangements that we tailor to your business. We don’t bill by the hour or day unless you would like us to.
Depending on your needs, we can work on a project basis, play a more active role to support you along your compliance journey or deliver a full-service solution. Either way, we work alongside you, really get to know your business and tailor our expert advice and high quality solutions to ensure practical for your business.
Our full service solution in particular offers you peace of mind knowing that we are taking care of a remit without you having to spend the time and cost associated with hiring an employee, at a time when your business is scaling.
Contact us for more information on we can tailor our Services and fees to meet your needs.
About
RegFlex is an independent regulatory advisory consultancy that helps growth focused enterprises navigate and comply with an increasingly complex and ever changing regulatory landscape. Our vision is to minimise the distraction of legal and regulatory compliance for the leaders of high growth SMEs so that they can focus on delivering for their customers and achieving their strategic growth objectives.
RegFlex is a values-led consultancy built upon:
Genuine, human connection
We actively listen, cut through the regulatory requirements and deliver regulatory advice and products in a way that is easy for our clients to understand in the context of their business.
Accessible, world class services that create social impact
We want more businesses to have access to high quality and affordable advice and solutions that facilitate compliance with regulation that is critical to protecting our economy, communities and planet.
We strive to consistently produce high quality services and digital products at a reasonable cost that exceed client expectations.
Tenacity, intellectual honesty and dedication to the vision
We stay committed to our vision, always going above and beyond to really understand our client’s business, simplify regulatory compliance and help senior leaders navigate regulatory change and thrive in a time of transition.